-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D7X11XeKRwHNHszFq2NMfb8wefZnYUQjSRsM3QApXA/2074EmkqBPZ95Tt2yb4HZ UR+QuLaizEAnOiQV+HBTRA== 0000927016-01-000891.txt : 20010223 0000927016-01-000891.hdr.sgml : 20010223 ACCESSION NUMBER: 0000927016-01-000891 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SONIC INNOVATIONS INC CENTRAL INDEX KEY: 0001105982 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 870494518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60749 FILM NUMBER: 1542313 BUSINESS ADDRESS: STREET 1: 2795 EAST COTTONWOOD PARKWAY, SUITE 660 STREET 2: SUITE 660 CITY: SALT LAKE CITY STATE: UT ZIP: 84117-7261 BUSINESS PHONE: 8013652800 MAIL ADDRESS: STREET 1: 2795 EAST COTTOMOOD PARKWAY STREET 2: SUITE 660 CITY: SALT LAKE CITY STATE: UT ZIP: 84117-7261 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GADICKE ANSBERT CENTRAL INDEX KEY: 0001134655 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE CAMBRIDGE CENTER CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6172257054 MAIL ADDRESS: STREET 1: ONE CAMBRIDGE CENTER CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) SONIC INNOVATIONS, INC. ----------------------------------------------------------------- (Name of Issuer) COMMON STOCK ----------------------------------------------------------------- (Title of Class of Securities) 83545 M 109 ----------------------------------------------------------------- (CUSIP Number) December 31, 2000 ----------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the one pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------- ------------------------ CUSIP NO. 83545 M 109 13G Page 2 of 5 Pages ----------- ------ ------ - -------------------------- ------------------------ - --------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. Identification No. Of Above Person Ansbert S. Gadicke - --------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X - --------- --------------------------------------------------------------------- 3 SEC USE ONLY - --------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------- ------ --------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY OWNED BY 2,005,683 (1) EACH REPORTING PERSON WITH ------ --------------------------------------- 6 SHARED VOTING POWER None ------ --------------------------------------- 7 SOLE DISPOSITIVE POWER 2,005,683 (1) ------ --------------------------------------- 8 SHARED DISPOSITIVE POWER None - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,005,683 (1) - --------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - --------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.18% - --------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------- ------------------------ CUSIP NO. 83545 M 109 13G Page 3 of 5 Pages ----------- ------ ------ - -------------------------- ------------------------ Item 1 (a). Name of Issuer: Sonic Innovations, Inc. ------------------------------------------------------------------------- Item 1(b). Address of Issuer's Principal Executive Offices: 2795 East Cottonwood Parkway, Suite 660, Salt Lake City, UT 84117-7261 ------------------------------------------------------------------------- Item 2(a). Name of Person Filing: Ansbert S. Gadicke ------------------------------------------------------------------------- Item 2(b). Address of Principal Business Office or, if none, Residence: c/o MPM Capital L.P., One Cambridge Center, Cambridge, MA 02142 ------------------------------------------------------------------------- Item 2(c). Citizenship: United States ------------------------------------------------------------------------- Item 2(d). Title of Class of Securities: Common Stock ------------------------------------------------------------------------- Item 2(e). CUSIP Number: 83545 M 109 ------------------------------------------------------------------------- Item 3. If This Statement Is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act, (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act, (d) [ ] Investment company registered under Section 8 of the Investment Company Act, (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E), (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F), (g) [ ] A parent holding company or control person, in accordance with Rule 13d-1(b)(1)(ii)(G), (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). - -------------------------- ------------------------ CUSIP NO. 83545 M 109 13G Page 4 of 5 Pages ----------- ------ ------ - -------------------------- ------------------------ Item 4. Ownership. (a) Amount beneficially owned: 2,005,683 shares of Common Stock (1) ------------------------------------------------------------------------- (b) Percent of class: 10.18% ------------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 2,005,683 (1) -------------------------- (ii) shared power to vote or to direct the vote None -------------------------- (iii) sole power to dispose or to direct the disposition of 2,005,683(1) -------------- (iv) shared power to dispose or to direct the disposition of None ------------- Item 5. Ownership of Five Percent or Less of a Class. Not applicable ----------------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person. Various persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares to which this statement relates. No one person's interest in such shares is more than five percent of the total outstanding stock of the Issuer. ----------------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable ----------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group. Not applicable ----------------------------------------------------------------------- Item 9. Notice of Dissolution of Group. Not applicable ----------------------------------------------------------------------- Item 10. Certifications. Not applicable. ----------------------------------------------------------------------- (1) Includes shares held through interests in MPM Capital L.P. ("MPM Capital") and in entities directly or indirectly controlled by it. MPM Capital is a direct or indirect parent and/or a control person of MPM Asset Management LLC and funds managed or advised by it, and of the general partners of such funds. Also includes shares held through interests in Medical Portfolio Management LLC, the general partner of MPM Capital. Among the shares included, 1,743,209 shares are held by MPM BioVentures L.P; 236,753 shares are held by MPM BioVentures Parallel Fund, L.P.; 23,034 shares are held by MPM Asset Management Investors 1998 L.L.C; 1,773 shares are shares issuable upon the exercise of options held by Luke B. Evnin exercisable within 60 days of December 31, 2000; and 914 shares are held in trust for the benefit of minor children of Ansbert S. Gadicke. Such shares issuable upon the exercise of options held by Dr. Evnin may also be beneficially owned by BB BioVentures L.P. and MPM BioVentures Parallel Fund, L.P. Each reporting person herein disclaims beneficial ownership of shares not directly held by such reporting person. - -------------------------- ------------------------ CUSIP NO. 83545 M 109 13G Page 5 of 5 Pages ----------- ------ ------ - -------------------------- ------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2001 --------------------------------------------- Date /s/ Ansbert S. Gadicke --------------------------------------------- Signature Ansbert S. Gadicke --------------------------------------------- Name -----END PRIVACY-ENHANCED MESSAGE-----